Over-the-counter stocks are shares of companies that are traded on the over the counter market by “market makers” or traders who maintain an orderly market in a particular stock by standing ready to buy or sell shares. When a company does not meet the listing requirements of an exchange like Nasdaq or New York they will typically be traded on over the counter markets.
Most companies who trade over-the-counter don’t meet the minimum criteria for capitalization and number of shareholders that are required by major stock exchanges. An over-the-counter stock (OTC) could also usually be considered a penny stock.
In the end, over-the counter trading is typically for investors who are not afraid of losing the money they invest.
U.S. based over the counter stocks are also known as “pink sheet stocks,” a holdover from the days when the quotes for these speculative stocks were printed on pink paper.
Because of their generally low quality and limited trading activity, over-the-counter stocks rarely get much attention from analysts or investment publications and newspapers. That adds to the difficulty of attracting a buyer for your shares at a higher price. We’d have to see an extraordinary opportunity to recommend anything in the U.S. over-the-counter market. Nothing we have yet seen comes close.
Trading over the counter stocks is very risky. We think you are better off buying stocks by following TSI Network and using our three-part Successful Investor strategy:
The key to finding the “hidden gems” in penny stocks is to understand and avoid the risks that go with them. You get the benefit of Pat McKeough’s decades of experience—and his specific recommendations—in our special report, Canadian Penny Stocks: What You Need to Know about Handling the Risks and Reaping the Rewards, on TSI Network. Claim your FREE copy right now!
JAPAN SMALLER CAP FUND $6.41 (New York symbol JOF; CWA Rating: Aggressive) invests mainly in less-widely-followed Japanese over-the-counter stocks. The fund’s top holdings are Jupiter Telecom, Rohto Pharmaceutical Co., Moshi Moshi Hotline, Inc., Seven Bank, Ltd., Kuraray Co., Ltd. and Air Water Inc.
Japan Smaller Cap… Read More
Japanese stock markets remain volatile, along with global markets. As well, a slowing U.S. economy continues to hurt Japan’s major export industries. However, we think that Japan’s interest rate cuts and $51 billion stimulus package will help stock prices rebound.
JAPAN EQUITY FUND $4.51 (New York… Read More
JAPAN SMALLER CAP FUND $9.27 (New York symbol JOF; CWA Rating: Aggressive) invests mainly in less-widely-followed Japanese over-the-counter stocks. The fund has recently increased its holdings of service-sector firms, as well as financial services stocks.
The fund’s top holdings are Jupiter Telecom, Mirai Industry Co., Nagase… Read More
Japanese stock markets remain volatile along with global markets. As well, a slowing U.S. economy plus a continued rise in the yen in relation to the falling U.S. dollar would hurt Japan’s major export industries. However, overall, we think that Japan’s economy will keep growing… Read More
JAPAN SMALLER CAP FUND $10.89 (New York symbol JOF; CWA Rating: Aggressive) invests mainly in less-widely-followed Japanese over-the-counter stocks.
The fund’s top holdings are Jupiter Telecom, Eagle Industry Co., Nichias Corporation, Tokai Rubber, Futuba Industrial, Aeon Delight, Disco Corp., Kansai Urban Banking, Suraga Corp. and Hisamitsu… Read More
Japanese stock markets remain volatile along with global markets. As well, a slowing U.S. economy would hurt Japan’s major export industries. However, overall, we think that Japan’s economy will continue to grow and push stock prices up.
JAPAN EQUITY FUND $7.83 (New York symbol JEQ; CWA… Read More
JAPAN SMALLER CAP FUND $11.39 (New York symbol JOF; CWA Rating: Aggressive) invests mainly in less-widely-followed Japanese over-the-counter stocks.
The fund’s top holdings are Jupiter Telecom, Suruga Corp., Nichias Corporation, Tokai Rubber, Futuba Industrial, Aeon Delight, Disco Corp., Kansai Urban Banking, Nagase & Company and Yokahama… Read More
Japanese stock markets have moved down lately along with global markets. As well, recent election losses by the ruling Liberal Democratic-led coalition may slow some economic and social reforms. However, overall, we think that Japan’s economy will continue to grow and push stock prices up.
JAPAN… Read More
JAPAN EQUITY FUND $8.61 (New York symbol JEQ; CWA Rating: Aggressive) invests mostly in large capitalization stocks on the Tokyo Stock Exchange.
The Japan Equity Fund’s top holdings are: Toyota Motor, Mitsubishi UFJ Financial Group, Mizuho Financial Group, Matsushita Electric Industrial, Nomura Holdings, East Japan Railway,… Read More
JAPAN EQUITY FUND $8.10 (New York symbol JEQ; CWA Rating: Aggressive) invests mostly in large capitalization stocks on the Tokyo Stock Exchange. The manager of the fund, Daiwa Securities, picks stocks using a “bottom-up” approach (using fundamentals such as earnings, cash flow and low debt).
The… Read More
Learn everything you need to know in 'The Canadian Guide on How to Invest in Stocks Successfully' FREE Special Report from The Successful Investor.
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This privacy policy is applicable to all TSI Network Visitors, Clients, Employees, Suppliers, Web sites, Management, and all other interested parties. Any links to or from our site are not covered by this policy. We encourage you to read the privacy policies of every site that you visit.
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We do not collect or disclose personal information, except when it is provided to us voluntarily by the site/store visitor with their consent.
We store subscriber and password files containing personal information securely. These files are stored in secure areas that are not accessible to the general public. We are always working to ensure the security of your personal information.
We are continuously in the process of improving our sites and services. If any new features or policies require a change to this current policy, we will post a clear notice of this change on pages of our site where the privacy policy appears. The principle behind this privacy policy is to collect information with your knowledge and consent.
What personal information do we collect?
The information we receive from customers helps us personalize and continually improve your online experience at TSI Network. TSI Network may collect personal information online for all legal purposes, which include, but are not limited to:
Information You Give Us: We receive and store any information you enter on our website or give us in any other way through sign-up forms or ordering forms for publications and services. You can choose not to provide certain information, but then you might not be able to take advantage of many of our services and features. We use the information that you provide for such purposes as responding to your requests, customizing your web browsing experience for you, improving our website, and communicating with you.
Automatic Information: We receive and store certain types of information whenever you interact with us. For example, like many websites, we use "cookies," and we obtain certain types of information when your web browser accesses TSI Network.
Information from Other Sources: For reasons such as improving personalization of our service (for example, providing better product recommendations or special offers that we think will interest you), we might receive information about you from other sources and add it to our account information. We also sometimes receive updated delivery and address information from our shippers or other sources so that we can correct our records and deliver your next purchase or communication more easily.
We do reserve the right, however, to collect and perform statistical analyses of the internet traffic to our website for our internal use. However, information collected does not allow us to identify any individual, and will not collect any personal information of the visitor. Furthermore, we do not sell, rent or loan to any outside parties the information collected and analyzed.
Although you may be able to access some of our websites without being required to register or provide personal information, certain websites and sections of our websites may require registration. In addition, if you choose to contact us to ask a question, we will collect your personal information so that we can respond to your question.
To make the visitor’s experience on our website easier, we may use per-session “cookies” (session identifiers) to track the state of the visitor session. This “cookie” is destroyed when your session with our website is over.
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Does TSI Network Use the Information It Receives?
"Contact Us" and Comment Features: TSI Network encourages visitors to its websites to contact us with questions and comments. Email addresses and other information of persons using these features may be collected in order to facilitate our responses to those inquiries.
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Agents: We employ other companies and individuals to perform functions on our behalf. Examples include fulfilling orders, delivering packages, sending postal mail and email, removing repetitive information from customer lists, analyzing data, providing marketing assistance, processing credit card payments and providing customer service. They have access to personal information needed to perform their functions, but may not use it for other purposes.
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In addition to these limited disclosures of personal information, TSI Network may provide its affiliates or unaffiliated third parties with aggregate information about visitors to our sites. For example, we might disclose the median ages of visitors to our websites, or the numbers of visitors to our websites that come from different geographic areas. Such aggregate information will not include information of any individual visitors to our websites.
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Except as provided herein, TSI Network will not sell or rent personal information about you to unaffiliated third parties.
We may disclose personal information you have provided through our websites, for the above purposes, to persons or companies that we retain to carry out and other activities for which you have registered or in which you have otherwise asked to participate. In particular, we may for these purposes transfer information to any country (including the USA and other countries which may not offer the same level of data protection as Canada). We also will disclose personal information if required by law, including compliance with warrants, subpoenas or other legal processes.
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COMMENTS: TERMS OF USE
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If you wish to request access to, or correction of, your personal information in our custody or control, or find out how we've used or disclosed that information, please make your request in writing to us. We may need to verify your identity before searching for or providing you with personal information. In some circumstances, we may not be able to provide access to your personal information, for example if it contains the personal information of other persons, if it constitutes confidential commercial information, or if it is protected by solicitor-client privilege. If we deny your request for access to, or refuse a request to correct, your personal information, we will advise you of the reasons for this refusal.
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Changes to this Policy
This Policy is the sole authorized statement of TSI Network's practices with respect to the collection of personal information through TSI Network's websites and the subsequent use and disclosure of such information. Any summaries of this Policy generated by third party software or otherwise (for example, in connection with the "Platform for Privacy Preferences" or "P3P") shall have no legal effect, are in no way binding upon TSI Network, shall not be relied upon in substitute for this Policy, and neither supersede nor modify this Policy.
TSI Network may revise this Policy from time to time.
Legal Notices and Disclaimers
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